
What Is a Broker-Dealer (B-D), and How Does It Work?
A broker-dealer is the regulatory term for what most of us just call a brokerage. Technically, the person who takes our calls…
A broker-dealer is the regulatory term for what most of us just call a brokerage. Technically, the person who takes our calls…
What Are Investment Securities? Investment securities are a category of securities—tradable financial assets such as equities or fixed income instruments—that are purchased…
A mutual fund is a company that pools money from many investors and invests the money in securities such as stocks, bonds,…
Want the ease of stock trading, but diversification benefits of mutual funds? Exchange traded fund combine the best of both. Exchange traded funds…
A stock market index tracks the ups and downs of a chosen group of stocks or other assets. Watching the performance of…
A bonds is a debt security, similar to an IOU. Borrowers issue bonds to raise money from investors willing to lend them…
Of all asset classes, commodities usually see the largest and most dramatic price movements, and of all commodities, it is typically the…
Debts and marketable equity securities from trading assets held by a firm in order to be resold at the acquisition date for…
Volume might not suggest stocks have bottomed. Keys to volume Volume can be used to confirm the direction of a trend. Investors…